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Advisor at ROCKWALL WEALTH MANAGEMENT
ROCKWALL, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROCKWALL WEALTH MANAGEMENT | Independent wealth | Mar 20, 2026 | n/a | yes | ROCKWALL, TX | Current employment |
| LEO WEALTH, LLC | Independent wealth | Oct 8, 2021 | Jun 3, 2026 | no | ROCKWALL, TX|EDISON, NJ | Previous registration |
| BFT FINANCIAL GROUP, LLC | Former SEC adviser | Jan 5, 2004 | Jan 3, 2022 | no | ROCKWALL, TX | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Apr 8, 1999 | Jan 6, 2004 | no | ROCKWALL, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEO WEALTH, LLC | ROCKWALL WEALTH MANAGEMENT | Jun 3, 2026 | Mar 20, 2026 | -75 | Firm change after gap | RIA to new firm |
| BFT FINANCIAL GROUP, LLC | LEO WEALTH, LLC | Jan 3, 2022 | Oct 8, 2021 | -87 | Firm change after gap | RIA to RIA |
| SECURITIES AMERICA ADVISORS, INC. | BFT FINANCIAL GROUP, LLC | Jan 6, 2004 | Jan 5, 2004 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 109121:283891:TX:2022-01-03 | Jan 3, 2022 | Oct 8, 2021 | ROCKWALL, TX | Firm change after gap |