This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$305MItem 5.F on the latest filing (2026-06-15); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$305M

Private client RAUM

$305MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

3

RAUM per advisor

$102Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

4

Advisory employees

4

Offices

0Schedule D 1.F, beyond the principal office

Accounts

1,273

Individual clients

487

High net worth clients

125

SEC number

801-135636

CRD

339856

Filings on the tape

2

First filed

Feb 23, 2026

Latest filed

Jun 15, 2026

Organised

Corporation, TX

• Occurred

  Jun 3, 2026
  Team lift-out

  2 advisors left Leo Wealth, LLC (Rockwall, TX) for Rockwall Wealth Management on the same day

  Form ADVobserved 4 days ago
  2 advisors

Graph

RIA / Wealth Management

Canonical id

dfx:ria:fef17635-a3ba-5a91-4c2e-22c83b30cc51

First observed

Feb 23, 2026

Last observed

Jun 15, 2026 3 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.