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Advisor at NATIONWIDE INVESTMENT ADVISORS, LLC
COLUMBUS, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NATIONWIDE INVESTMENT ADVISORS, LLC | Bd affiliated wealth | Dec 2, 2023 | n/a | yes | COLUMBUS, OH | Current employment |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | Asset manager | Feb 12, 2018 | May 29, 2018 | no | NEW YORK, NY | Previous registration |
| FORESTERS ADVISORY SERVICES, LLC | Former SEC adviser | Nov 15, 2016 | Jan 30, 2018 | no | EDISON, NJ | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 21, 2015 | May 9, 2016 | no | PENNINGTON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | NATIONWIDE INVESTMENT ADVISORS, LLC | May 29, 2018 | Dec 2, 2023 | 2,013 | Firm change after gap | Other |
| FORESTERS ADVISORY SERVICES, LLC | NEW YORK LIFE INVESTMENT MANAGEMENT LLC | Jan 30, 2018 | Feb 12, 2018 | 13 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FORESTERS ADVISORY SERVICES, LLC | May 9, 2016 | Nov 15, 2016 | 190 | Firm change | Other |