RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- E•• F•••••••• G•••• state registered currentsince Aug 15, 2023 · Troy, Mi
- P•••• S••••••••• L•• no RAUMMar 3, 2021 to Oct 19, 2022 · Troy, Mi
- S••••••• P•••••• A•••••••• L••• institutionalJan 2, 2020 to Nov 16, 2020 · Wakefield, Ma
- A•• P•••••••• S••••••••• I••• formerFeb 26, 2016 to Dec 31, 2019 · Bingham Farms, Mi
- P•••• S••••••••• L•• to E•• F•••••••• G••••left Oct 19, 2022, registered Aug 15, 2023 (300 days) · Affiliated broker-dealer or bank to a state-registered adviser
- S••••••• P•••••• A•••••••• L••• to P•••• S••••••••• L••left Nov 16, 2020, registered Mar 3, 2021 (107 days) · Other
- A•• P•••••••• S••••••••• I••• to S••••••• P•••••• A•••••••• L•••left Dec 31, 2019, registered Jan 2, 2020 (2 days) · Other · moved with a team
- R••• M•••••• R•••• left P•••• S••••••••• L•• for E•• F•••••••• G•••• (registered 2023-08-15)Oct 19, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address