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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

JUSTIN THOMAS WILLIAMS

Advisor at RAYMOND JAMES & ASSOCIATES, INC.

Frisco, TX

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Search this name across graphsid dfx:ria:f4edfe73-31fa-86f9-4847-9c3a6a1b6d6f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 28, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES & ASSOCIATES, INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 10, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: May 10, 2013
First registration: Feb 28, 2017
Dual registered: yes, broker-dealer
Other names: JUSTIN THOMAS WILLIAMS|Justin Williams
IAPD individual key: 6166388

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Apr 4, 2024	n/a	yes	Frisco, TX	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jul 23, 2020	Apr 15, 2024	no	WESTLAKE, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 20, 2017	Jun 22, 2020	no	OKLAHOMA CITY, OK\|OKLAHOMA CITY, OK	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 20, 2017	Aug 22, 2017	no	OKLAHOMA CITY, OK\|OKLAHOMA CITY, OK\|EDMOND, OK\|AUSTIN, TX	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Feb 28, 2017	May 31, 2017	no	SAINT LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	RAYMOND JAMES & ASSOCIATES, INC.	Apr 15, 2024	Apr 4, 2024	-11	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Jun 22, 2020	Jul 23, 2020	31	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Aug 22, 2017	Sep 20, 2017	29	Firm change	Wirehouse to wirehouse
SCOTTRADE INVESTMENT MANAGEMENT	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	May 31, 2017	Jun 20, 2017	20	Firm change	Other

Relationships

Registered with (5)

→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: current employment
Apr 4, 2024 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jul 23, 2020 to Apr 15, 2024factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 20, 2017 to Jun 22, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 20, 2017 to Aug 22, 2017factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Feb 28, 2017 to May 31, 2017factForm ADV

Dated events

Occurred
Apr 15, 2024
Advisor changed firm
Justin Thomas Williams left Fidelity Personal And Workplace Advisors for Raymond James & Associates, Inc. (registered 2024-04-04)
Form ADVobserved 6 days ago