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Registered advisor
J••••• T••••• W•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J••••• T••••• W•••••••
At current firm
2 y
since Apr 4, 2024
In the industry
13 y
since May 10, 2013 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Apr 4, 2024 · Frisco, Tx
- F••••••• P••••••• A•• W•••••••• A••••••• formerJul 23, 2020 to Apr 15, 2024 · Westlake, Tx
- W•••• F•••• A••••••• wirehouseSep 20, 2017 to Jun 22, 2020 · Oklahoma City, Ok
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 20, 2017 to Aug 22, 2017 · Oklahoma City, Ok
- S•••••••• I••••••••• M••••••••• formerFeb 28, 2017 to May 31, 2017 · Saint Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- F••••••• P••••••• A•• W•••••••• A••••••• to R•••••• J•••• • A••••••••• I•••left Apr 15, 2024, registered Apr 4, 2024 (-11 days) · Affiliated broker-dealer or bank to another
- W•••• F•••• A••••••• to F••••••• P••••••• A•• W•••••••• A•••••••left Jun 22, 2020, registered Jul 23, 2020 (31 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Aug 22, 2017, registered Sep 20, 2017 (29 days) · Wirehouse to wirehouse
- S•••••••• I••••••••• M••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left May 31, 2017, registered Jun 20, 2017 (20 days) · Other
Signals
- J••••• T••••• W••••••• left F••••••• P••••••• A•• W•••••••• A••••••• for R•••••• J•••• • A••••••••• I••• (registered 2024-04-04)Apr 15, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address