DFX Intelligence

M•••••• E••••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

M•••••• E••••• S••••••••

Advisor at A•••••• C••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:f4ee728c-74ae-9a93-36c5-68e928572f96

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Mar 2, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• C••••••• L••	Independent wealth	Jul 13, 2026	n/a	yes	NEW YORK, NY	Current employment
J•••••••• I••••••••• A••••••• L••	Mixed wealth	May 24, 2023	Aug 19, 2026	no	NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J•••••••• I••••••••• A••••••• L••	A•••••• C••••••• L••	Aug 19, 2026	Jul 13, 2026	-37	Firm change after gap	RIA to RIA
L••••••• A•••• M••••••••• L••	J•••••••• I••••••••• A••••••• L••	Aug 14, 2023	May 24, 2023

Relationships

Registered with (5)

→ A•••••• C••••••• L••Registered adviserregistration: current employment
Jul 13, 2026 to presentfactForm ADV
→ J•••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
May 24, 2023 to Aug 19, 2026factForm ADV
→ L••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Mar 18, 2022 to Aug 14, 2023factForm ADV
→ M••••• S••••••

Dated events

Occurred
Aug 19, 2026
Advisor changed firm
M•••••• E••••• S•••••••• left J•••••••• I••••••••• A••••••• L•• for A•••••• C••••••• L•• (registered 2026-07-13)
Form ADVobserved 7 days ago
Occurred
Mar 29, 2022
Advisor changed firm
M•••••• E••••• S•••••••• left M••••• S•••••• for L••••••• A•••• M••••••••• L•• (registered 2022-03-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f4ee728c-74ae-9a93-36c5-68e928572f96
First observed: Mar 2, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.