DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• E••••• S••••••••

A•••••• C••••••• L••independent RIANew York, NyIA-onlyIAPD 6722475

Feed of 09/14/2026

Also filed as M•••••• S••••••••

At current firm

0 y

since Jul 13, 2026

In the industry

12 y

since Aug 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••••• C••••••• L•• independent RIA current
since Jul 13, 2026 · New York, Ny
J•••••••• I••••••••• A••••••• L•• mixed wealth
May 24, 2023 to Aug 19, 2026 · New York, Ny
L••••••• A•••• M••••••••• L•• asset manager
Mar 18, 2022 to Aug 14, 2023 · New York, Ny
M••••• S•••••• wirehouse
Feb 19, 2021 to Mar 29, 2022 · New York, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 2, 2017 to Feb 22, 2021 · Fairfield, Ct

Moves

a registration end followed by a registration begin elsewhere

J•••••••• I••••••••• A••••••• L•• to A•••••• C••••••• L••
left Aug 19, 2026, registered Jul 13, 2026 (-37 days) · RIA to RIA
L••••••• A•••• M••••••••• L•• to J•••••••• I••••••••• A••••••• L••
left Aug 14, 2023, registered May 24, 2023 (-82 days) · corporate re-registration, not a move
M••••• S•••••• to L••••••• A•••• M••••••••• L••
left Mar 29, 2022, registered Mar 18, 2022 (-11 days) · Wirehouse to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Feb 22, 2021, registered Feb 19, 2021 (-3 days) · Wirehouse to wirehouse

Signals

M•••••• E••••• S•••••••• left J•••••••• I••••••••• A••••••• L•• for A•••••• C••••••• L•• (registered 2026-07-13)
Aug 19, 2026 · Advisor changed firm · fact
M•••••• E••••• S•••••••• left M••••• S•••••• for L••••••• A•••• M••••••••• L•• (registered 2022-03-18)
Mar 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address