DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst11 years in industry

SAMUEL KESSLER SWENSON

Advisor at RANGE ADVISORY, LLC

New York, NY | MCLEAN, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f4f785a6-5831-ec12-1eba-ee298ca4dceb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 2, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RANGE ADVISORY, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 31, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S66
First exam: Aug 31, 2015
First registration: Sep 2, 2015
Dual registered: no
Other names: SAMUEL SWENSON
IAPD individual key: 5681293

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RANGE ADVISORY, LLC	Independent wealth	Sep 11, 2023	n/a	yes	New York, NY\|MCLEAN, VA	Current employment
CGN ADVISORS, LLC	Independent wealth	Jul 6, 2021	Sep 20, 2023	no	New York, NY\|MANHATTAN, KS\|New York, NY	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 18, 2016	Jan 9, 2019	no	NEW YORK, NY	Previous registration
CREDIT SUISSE SECURITIES (USA) LLC	Former SEC adviser	Sep 2, 2015	Mar 8, 2016	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CGN ADVISORS, LLC	RANGE ADVISORY, LLC	Sep 20, 2023	Sep 11, 2023	-9	Firm change	RIA to RIA
WELLS FARGO ADVISORS	CGN ADVISORS, LLC	Jan 9, 2019	Jul 6, 2021	909	Firm change after gap	Wirehouse to RIA
CREDIT SUISSE SECURITIES (USA) LLC	WELLS FARGO ADVISORS	Mar 8, 2016	Feb 18, 2016	-19	Bulk transfer	Other

Relationships

Registered with (4)

→ RANGE ADVISORY, LLCRegistered adviserregistration: current employment
Sep 11, 2023 to presentfactForm ADV
→ CGN ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 6, 2021 to Sep 20, 2023factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 18, 2016 to Jan 9, 2019factForm ADV
→ CREDIT SUISSE SECURITIES (USA) LLCRegistered adviserregistration: previous registration
Sep 2, 2015 to Mar 8, 2016factForm ADV

Dated events

Occurred
Sep 20, 2023
Advisor changed firm
Samuel Kessler Swenson left Cgn Advisors, Llc for Range Advisory, Llc (registered 2023-09-11)
Form ADVobserved 4 days ago