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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

AMANDA J PRICE RANSOM

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WILMINGTON, DE

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Search this name across graphsid dfx:ria:f508c397-e129-db14-1c51-460df8210c6a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 28, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 21, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Dec 21, 2001
First registration: Jun 28, 2002
Dual registered: yes, broker-dealer
Other names: AMANDA PROBASCO|AMANDA JANE PROBASCO PRICE|AMANDA JANE PRICE|AMANDA RANSOM|AMANDA P RANSOM|AMANDA J. PRICE-RANSOM|AMANDA J. PRICE RANSOM|AMANDA JANE PROBASCO PRICE|AMANDA PRICE RANSOM|AMANDA JANE PRICE|AMANDA JANE PROBASCO PRICE RANSOM
IAPD individual key: 4456559

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 15, 2010	n/a	yes	WILMINGTON, DE	Current employment
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 20, 2004	Apr 28, 2009	no	BRUNSWICK, GA\|PRINCETON, NJ\|PRINCETON, NJ\|JACKSONVILLE, FL\|JACKSONVILLE, FL	Previous registration
QUICK & REILLY, INC.	n/a	Jul 22, 2004	Oct 20, 2004	no	PRINCETON, NJ	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 28, 2002	Jul 23, 2004	no	PRINCETON, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 28, 2009	Dec 15, 2010	596	Firm change after gap	Other
QUICK & REILLY, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 20, 2004	Oct 20, 2004	0	Bulk transfer	Other
AMERIPRISE FINANCIAL SERVICES, LLC	QUICK & REILLY, INC.	Jul 23, 2004	Jul 22, 2004	-1	Firm change	Other

Relationships

Registered with (4)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Dec 15, 2010 to presentfactForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 20, 2004 to Apr 28, 2009factForm ADV
→ QUICK & REILLY, INC.Registered adviserregistration: previous registration
Jul 22, 2004 to Oct 20, 2004factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 28, 2002 to Jul 23, 2004factForm ADV

Dated events

No dated event names this entity yet.