DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T•• A•••• M••••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•• A•••• M••••••••• L•• | Independent wealth | Sep 13, 2021 | n/a | yes | Camdenton, MO|UPPER ARLINGTON, OH|Phoenix, AZ | Current employment |
| G••• R••••••• • S••••••••• C•••••• | n/a | Oct 21, 2011 | Aug 20, 2012 | no | SCOTTSDALE, AZ|REISTERSTOWN, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| G••••••••• I••••••••• M••••••••• I••• | G••• R••••••• • S••••••••• C•••••• | Aug 20, 2012 | Oct 21, 2011 | -304 | Firm change after gap | Other |
| G••• R••••••• • S••••••••• C•••••• | T•• A•••• M••••••••• L•• | Aug 20, 2012 | Sep 13, 2021 |
| Previous registration |
| G••••••••• I••••••••• M••••••••• I••• | Former SEC adviser | Oct 21, 2011 | Aug 20, 2012 | no | SCOTTSDALE, AZ|COCKEYSVILLE, MD | Previous registration |
| C••••• A•••• M••••••••• | Independent wealth | Mar 28, 2003 | Dec 18, 2003 | no | MISSION VIEJO, CA | Previous registration |
| M••••• S•••••• D• I••• | n/a | Jan 22, 2002 | Jan 13, 2003 | no | IRVINE, CA | Previous registration |
| 3,311 |
| Firm change after gap |
| Other |
| C••••• A•••• M••••••••• | G••••••••• I••••••••• M••••••••• I••• | Dec 18, 2003 | Oct 21, 2011 | 2,864 | Firm change after gap | Other |
| M••••• S•••••• D• I••• | C••••• A•••• M••••••••• | Jan 13, 2003 | Mar 28, 2003 | 74 | Firm change | Other |