DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Diron Tappin

Tcp Asset Management, LLCindependent RIACamdenton, Mo dual registrantIAPD 4415868

Feed of 09/15/2026

Also filed as Diron M. Tappin

At current firm

5 y

since Sep 13, 2021

In the industry

24 y

since Jan 22, 2002 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Wealth Advisorreportedtcpasset.comfirm site, Sep 15, 2026
Designations: AIFreportedtcpasset.comas printed on the bio page, Sep 16, 2026
Years, as the firm states: 20reportedtcpasset.com“Diron Tappin is a Wealth Advisor at TCP Asset Management, where he brings over 20 years of experience in the financial services industry.”
Professional profile: tcpasset.com/team-member/diron-tappinreportedtcpasset.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Tcp Asset Management, LLC independent RIA current
since Sep 13, 2021 · Camdenton, Mo
Gaineswood Investment Management, Inc. former
Oct 21, 2011 to Aug 20, 2012 · Scottsdale, Az
Garp Research & Securities Company unclassified
Oct 21, 2011 to Aug 20, 2012 · Scottsdale, Az
Compak Asset Management independent RIA
Mar 28, 2003 to Dec 18, 2003 · Mission Viejo, Ca
Morgan Stanley Dw Inc. unclassified
Jan 22, 2002 to Jan 13, 2003 · Irvine, Ca

Moves

a registration end followed by a registration begin elsewhere

Gaineswood Investment Management, Inc. to Garp Research & Securities Company
left Aug 20, 2012, registered Oct 21, 2011 (-304 days) · Other
Garp Research & Securities Company to Tcp Asset Management, LLC
left Aug 20, 2012, registered Sep 13, 2021 (3311 days) · Other
Compak Asset Management to Gaineswood Investment Management, Inc.
left Dec 18, 2003, registered Oct 21, 2011 (2864 days) · Other
Morgan Stanley Dw Inc. to Compak Asset Management
left Jan 13, 2003, registered Mar 28, 2003 (74 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address