DFX Intelligence

V•••••• L• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

V•••••• L• M•••••

Advisor at C•••••• S••••• • C••• I•••

Omaha, NE

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Search this name across graphsid dfx:ria:f52cef9f-02d0-2638-15c7-97c3e7d24488

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 3, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Nov 17, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Sep 19, 2024	n/a	yes	Omaha, NE	Current employment
S•••••• A••••••••• L•••	Independent wealth	Apr 2, 2018	Jul 11, 2024	no	Omaha, NE\|NEW YORK, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• A••••••••• L•••	C•••••• S••••• • C••• I•••	Jul 11, 2024	Sep 19, 2024	70	Firm change	RIA to ibd
S••••••••• F•••••••• S•••••••• I•••	S•••••• A••••••••• L•••	Jan 2, 2020	Apr 2, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
115920:149018:NE:2015-06-18	Jun 18, 2015	Jun 18, 2015	OMAHA, NE	Firm change

Relationships

Registered with (5)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: current employment
Sep 19, 2024 to presentfactForm ADV
→ S•••••• A••••••••• L•••Registered adviserregistration: previous registration
Apr 2, 2018 to Jul 11, 2024factForm ADV
→ S••••••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 3, 2016 to Jan 2, 2020factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

Occurred
Jul 11, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f52cef9f-02d0-2638-15c7-97c3e7d24488
First observed: Jun 3, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.