DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

V•••••• L• M•••••

C•••••• S••••• • C••• I•••national BDOmaha, Nedual registrantIAPD 5150902

Feed of 09/14/2026

Also filed as Valerie Lynn Barrett

At current firm

1 y

since Sep 19, 2024

In the industry

19 y

since Nov 17, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Sep 19, 2024 · Omaha, Ne
S•••••• A••••••••• L••• independent RIA
Apr 2, 2018 to Jul 11, 2024 · Omaha, Ne
S••••••••• F•••••••• S•••••••• I••• unclassified
May 3, 2016 to Jan 2, 2020 · Omaha, Ne
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
Jun 18, 2015 to Aug 3, 2015 · Omaha, Ne
F•••• N••••••• C•••••• M••••••• I••• former
Jun 3, 2010 to Jun 18, 2015 · Omaha, Ne

Moves

a registration end followed by a registration begin elsewhere

S•••••• A••••••••• L••• to C•••••• S••••• • C••• I•••
left Jul 11, 2024, registered Sep 19, 2024 (70 days) · RIA to affiliated broker-dealer or bank
S••••••••• F•••••••• S•••••••• I••• to S•••••• A••••••••• L•••
left Jan 2, 2020, registered Apr 2, 2018 (-640 days) · Other
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S••••••••• F•••••••• S•••••••• I•••
left Aug 3, 2015, registered May 3, 2016 (274 days) · Other
F•••• N••••••• C•••••• M••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Jun 18, 2015, registered Jun 18, 2015 (0 days) · Other · moved with a team

Signals

V•••••• L• M••••• left S•••••• A••••••••• L••• for C•••••• S••••• • C••• I••• (registered 2024-09-19)
Jul 11, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address