DFX Intelligence
Reading the graph
Reading the graph
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Advisor at B•••••••• F•••••••• A•••••••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B•••••••• F•••••••• A••••••• | Independent wealth | Jul 29, 2024 | n/a | yes | New Castle, PA|CHARLOTTE, NC|Raleigh, NC | Current employment |
| B•• P•••••••• I••• | Bd affiliated wealth | Jan 2, 2014 | Jul 29, 2024 | no | NEW CASTLE, PA|BOARDMAN, OH|CEDAR RAPIDS, IA|RALEIGH, NC|NEW CASTLE, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B•• P•••••••• I••• | B•••••••• F•••••••• A••••••• | Jul 29, 2024 | Jul 29, 2024 | 0 | Firm change | Ibd to RIA |
| F••••••• F•••••••• A••••••• | B•• P•••••••• I••• | Sep 16, 2014 | Jan 2, 2014 |
| Previous registration |
| F••••••• F•••••••• A••••••• | Independent wealth | Feb 11, 2013 | Sep 16, 2014 | no | SEWICKLEY, PA | Previous registration |
| M•• A••••••• F•••••••• M••••••••• I••• | Former SEC adviser | Jan 12, 2004 | Feb 1, 2013 | no | NEW CASTLE, PA|MCMURRAY, PA | Previous registration |
| G•••••• F•••••••• W••••• M••••••••• L• | n/a | Mar 14, 2002 | Dec 31, 2004 | no | MCMURRAY, PA | Previous registration |
| -257 |
| Firm change after gap |
| Other |
| M•• A••••••• F•••••••• M••••••••• I••• | F••••••• F•••••••• A••••••• | Feb 1, 2013 | Feb 11, 2013 | 10 | Firm change | Other |
| G•••••• F•••••••• W••••• M••••••••• L• | M•• A••••••• F•••••••• M••••••••• I••• | Dec 31, 2004 | Jan 12, 2004 | -354 | Firm change after gap | Other |