DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Ramona Maria Santos

Integrated Wealth Concepts LLCindependent RIAMarlton, Nj IA-onlyIAPD 4141340

Certified Financial Planner

Feed of 09/15/2026

Also filed as Mona Santos

At current firm

7 y

since May 1, 2019

In the industry

26 y

since Apr 19, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Professional profile: linkedin.com/in/mona-santos-7b2b048reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Integrated Wealth Concepts LLC independent RIA current
since May 1, 2019 · Marlton, Nj
Davinci Financial Designs independent RIA
Feb 14, 2014 to May 3, 2019 · Marlton, Nj
LPL Financial LLC BD affiliated
Jan 28, 2014 to Jan 25, 2016 · Cherry Hill, Nj
First Command Bank unclassified
Apr 12, 2004 to Sep 2, 2005 · Fort Worth, Tx
First Command Financial Planning, Inc. former
Nov 20, 2003 to Jan 15, 2014 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

Davinci Financial Designs to Integrated Wealth Concepts LLC
left May 3, 2019, registered May 1, 2019 (-2 days) · RIA to RIA · moved with a team
LPL Financial LLC to Davinci Financial Designs
left Jan 25, 2016, registered Feb 14, 2014 (-710 days) · Other
First Command Financial Planning, Inc. to First Command Bank
left Jan 15, 2014, registered Apr 12, 2004 (-3565 days) · Other
First Command Bank to LPL Financial LLC
left Sep 2, 2005, registered Jan 28, 2014 (3070 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address