DFX Intelligence

F•••• J••••• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst29 years in industry

F•••• J••••• E•••••••

Advisor at F•••• P••••••• W•••••• L••

Carmel, IN

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Search this name across graphsid dfx:ria:f54b0476-f621-e73a-e8d7-2053519490d0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 3
On other graphs: 0
Observed: May 14, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 13, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 11

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Jul 2, 2026	n/a	yes	Carmel, IN	Current employment
E••••••• F•••••••• A•••••••	Former SEC adviser	Nov 10, 2023	Aug 19, 2026	no	CARMEL, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••••• F•••••••• A•••••••	F•••• P••••••• W•••••• L••	Aug 19, 2026	Jul 2, 2026	-48	Firm change after gap	RIA to RIA
S•••••••• A•••••••• L••	E••••••• F•••••••• A•••••••	Dec 11, 2023	Nov 10, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
328161:159289:IN:2026-08-19	Aug 19, 2026	Jul 2, 2026	CARMEL, IN	Firm change after gap
226606:328161:IN:2023-12-11	Dec 11, 2023	Nov 10, 2023	CARMEL, IN	Firm change after gap
105279:226606:FL:2022-03-15	Mar 15, 2022	Feb 15, 2022	MIAMI, FL	Firm change

Relationships

Registered with (12)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Jul 2, 2026 to presentfactForm ADV
→ E••••••• F•••••••• A•••••••Registered adviserregistration: previous registration
Nov 10, 2023 to Aug 19, 2026factForm ADV
→ S•••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 15, 2022 to Dec 11, 2023factForm ADV
→ W•••••• W••••• M••••••••• I•••

Dated events

Occurred
Aug 19, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Dec 11, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 15, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f54b0476-f621-e73a-e8d7-2053519490d0
First observed: May 14, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.