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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Winston Orlando Walters

Advisor at EMPOWER ADVISORY GROUP, LLC

MIDVALE, UT | GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:f5651c31-93a7-2c58-6ded-a691031b6f06

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 5, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EMPOWER ADVISORY GROUP, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 20, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Dec 20, 2000
First registration: Jul 5, 2012
Dual registered: yes, broker-dealer
Other names: ORLANDO WALTERS|WINSTON ORLANDO WALTERS|Winston Walters
IAPD individual key: 4295109

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Jul 9, 2026	n/a	yes	MIDVALE, UT\|GREENWOOD VILLAGE, CO	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	Mar 13, 2026	no	MIDVALE, UT\|SALT LAKE CITY, UT\|MIDVALE, UT\|SALT LAKE CITY, UT\|BOSTON, MA	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Feb 19, 2020	Mar 31, 2025	no	SALT LAKE CITY, UT	Previous registration
MORGAN STANLEY	Wirehouse	Nov 10, 2014	Nov 19, 2018	no	SOUTH JORDAN, UT	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jul 5, 2012	Aug 20, 2014	no	DRAPER, UT	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jul 5, 2012	Aug 20, 2014	no	DRAPER, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	EMPOWER ADVISORY GROUP, LLC	Mar 13, 2026	Jul 9, 2026	118	Firm change	Ibd to ibd
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
MORGAN STANLEY	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Nov 19, 2018	Feb 19, 2020	457	Firm change after gap	Wirehouse to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	MORGAN STANLEY	Aug 20, 2014	Nov 10, 2014	82	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Aug 20, 2014	Jul 5, 2012	-776	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:288590:UT:2018-11-19	Nov 19, 2018	Feb 19, 2020	SOUTH JORDAN, UT	Firm change after gap

Relationships

Registered with (6)

→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: current employment
Jul 9, 2026 to presentfactForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Mar 31, 2025 to Mar 13, 2026factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Feb 19, 2020 to Mar 31, 2025factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Nov 10, 2014 to Nov 19, 2018factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 5, 2012 to Aug 20, 2014factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jul 5, 2012 to Aug 20, 2014factForm ADV

Dated events

Occurred
Mar 13, 2026
Advisor changed firm
Winston Orlando Walters left Strategic Advisers Llc for Empower Advisory Group, Llc (registered 2026-07-09)
Form ADVobserved 6 days ago