W•••••• O•••••• W••••••

E•••••• A••••••• G••••• L••BD affiliatedMidvale, Ut dual registrantIAPD 4295109

Feed of 09/14/2026

Also filed as O•••••• W••••••••• O•••••• W••••••••• W••••••

At current firm

0 y

since Jul 9, 2026

In the industry

25 y

since Dec 20, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•••••• A••••••• G••••• L•• BD affiliated current
since Jul 9, 2026 · Midvale, Ut
S•••••••• A••••••• L•• national BD
Mar 31, 2025 to Mar 13, 2026 · Midvale, Ut
F••••••• P••••••• A•• W•••••••• A••••••• former
Feb 19, 2020 to Mar 31, 2025 · Salt Lake City, Ut
M••••• S•••••• wirehouse
Nov 10, 2014 to Nov 19, 2018 · South Jordan, Ut
T• A••••••••• I••••••••• M••••••••• L•• former
Jul 5, 2012 to Aug 20, 2014 · Draper, Ut
T• A••••••••• I••• former
Jul 5, 2012 to Aug 20, 2014 · Draper, Ut

Moves

a registration end followed by a registration begin elsewhere

S•••••••• A••••••• L•• to E•••••• A••••••• G••••• L••
left Mar 13, 2026, registered Jul 9, 2026 (118 days) · Affiliated broker-dealer or bank to another
F••••••• P••••••• A•• W•••••••• A••••••• to S•••••••• A••••••• L••
left Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
M••••• S•••••• to F••••••• P••••••• A•• W•••••••• A•••••••
left Nov 19, 2018, registered Feb 19, 2020 (457 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
T• A••••••••• I••••••••• M••••••••• L•• to M••••• S••••••
left Aug 20, 2014, registered Nov 10, 2014 (82 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Aug 20, 2014, registered Jul 5, 2012 (-776 days) · channel change inside one enterprise, not a move

Signals

W•••••• O•••••• W•••••• left S•••••••• A••••••• L•• for E•••••• A••••••• G••••• L•• (registered 2026-07-09)
Mar 13, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address