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Advisor at ADVISOR SHARE WEALTH MANAGEMENT, LLC
SAINT LOUIS, MO | VANCOUVER, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ADVISOR SHARE WEALTH MANAGEMENT, LLC | Independent wealth | Oct 16, 2024 | n/a | yes | SAINT LOUIS, MO|VANCOUVER, WA | Current employment |
| SEQUENT PLANNING, LLC | Independent wealth | Jul 17, 2023 | Oct 30, 2024 | no | ST. LOUIS, MO|OMAHA, NE | Previous registration |
| ALLSTATE FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Jan 22, 2015 | Jul 19, 2023 | no | CHESTERFIELD, MO | Previous registration |
| MUTUAL OF OMAHA INVESTOR SERVICES, INC. | Independent wealth | Feb 21, 2013 | Jun 19, 2013 | no | SPRINGFIELD, MO|ST LOUIS, MO | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Apr 1, 2011 | May 16, 2012 | no | ST. LOUIS, MO | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Jun 27, 2007 | Mar 30, 2011 | no | SAINT LOUIS, MO|ST LOUIS, MO|ST LOUIS, MO|BERRYTON, KS | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 10, 2006 | May 30, 2007 | no | CLAYTON, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SEQUENT PLANNING, LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC | Oct 30, 2024 | Oct 16, 2024 | -14 | Firm change | RIA to RIA |
| ALLSTATE FINANCIAL ADVISORS, LLC | SEQUENT PLANNING, LLC | Jul 19, 2023 | Jul 17, 2023 | -2 | Firm change | Ibd to RIA |
| MUTUAL OF OMAHA INVESTOR SERVICES, INC. | ALLSTATE FINANCIAL ADVISORS, LLC | Jun 19, 2013 | Jan 22, 2015 | 582 | Firm change after gap | Other |
| MSI FINANCIAL SERVICES, INC. | MUTUAL OF OMAHA INVESTOR SERVICES, INC. | May 16, 2012 | Feb 21, 2013 | 281 | Firm change | Other |
| THRIVENT INVESTMENT MANAGEMENT INC. | MSI FINANCIAL SERVICES, INC. | Mar 30, 2011 | Apr 1, 2011 | 2 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | THRIVENT INVESTMENT MANAGEMENT INC. | May 30, 2007 | Jun 27, 2007 | 28 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 160381:307997:NE:2024-10-22 | Oct 30, 2024 | Oct 16, 2024 | OMAHA, NE | Firm change |