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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

STEPHANIE CORDEIRO CESAR

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Ponte Vedra, FL | Miami, FL

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Search this name across graphsid dfx:ria:f58c10e4-a8b7-807a-5e58-e025ae0b8ade

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jun 1, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 3, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 3, 2014
First registration: Jun 1, 2015
Dual registered: yes, broker-dealer
Other names: STEPHANIE C CESAR|STEPHANIE CESAR|STEPHANIE CORDEIRO CESAR
IAPD individual key: 6281908

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Sep 1, 2026	n/a	yes	Miami, FL\|Ponte Vedra, FL	Current employment
AZIMUT INVESTMENT ADVISORS LLC	Other adviser	Apr 15, 2024	Aug 24, 2026	no	MIAMI, FL	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Nov 21, 2019	Jan 31, 2024	no	Miami, FL\|Miami, FL\|Miami, FL\|Miami, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 27, 2016	Nov 5, 2019	no	MIAMI, FL\|CORAL GABLES, FL	Previous registration
EFG CAPITAL ADVISORS INC.	Former SEC adviser	Jun 1, 2015	Jun 19, 2015	no	MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AZIMUT INVESTMENT ADVISORS LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Aug 24, 2026	Sep 1, 2026	8	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	AZIMUT INVESTMENT ADVISORS LLC	Jan 31, 2024	Apr 15, 2024	75	Firm change	Ibd to RIA
UBS FINANCIAL SERVICES INC.	CITIGROUP GLOBAL MARKETS INC.	Nov 5, 2019	Nov 21, 2019	16	Firm change	Wirehouse to ibd
EFG CAPITAL ADVISORS INC.	UBS FINANCIAL SERVICES INC.	Jun 19, 2015	Jan 27, 2016	222	Firm change	Other

Relationships

Registered with (5)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Sep 1, 2026 to presentfactForm ADV
→ AZIMUT INVESTMENT ADVISORS LLCRegistered adviserregistration: previous registration
Apr 15, 2024 to Aug 24, 2026factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Nov 21, 2019 to Jan 31, 2024factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 27, 2016 to Nov 5, 2019factForm ADV
→ EFG CAPITAL ADVISORS INC.Registered adviserregistration: previous registration
Jun 1, 2015 to Jun 19, 2015factForm ADV

Dated events

Occurred
Aug 24, 2026
Advisor changed firm
Stephanie Cordeiro Cesar left Azimut Investment Advisors Llc for Ameriprise Financial Services, Llc (registered 2026-09-01)
Form ADVobserved 5 days ago
Occurred
Jan 31, 2024
Advisor changed firm
Stephanie Cordeiro Cesar left Citigroup Global Markets Inc. for Azimut Investment Advisors Llc (registered 2024-04-15)
Form ADVobserved 5 days ago