DFX Intelligence

A••••• J••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

A••••• J••• K••••••

Advisor at S••••• W•••••

JENKS, OK

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Search this name across graphsid dfx:ria:f58c4913-5dcb-f769-cc42-d4853b2bbf98

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 16, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W•••••	State registered	Dec 15, 2023	n/a	yes	JENKS, OK	Current employment
N••••••••	No RAUM reported	Apr 8, 2024	Mar 19, 2025	no	Jenks, OK\|SAN DIEGO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••••	n/a	Mar 19, 2025	n/a	n/a	Departure no registered destination	Departure
F••••	S••••• W•••••	Nov 20, 2023	Dec 15, 2023	25

Relationships

Registered with (4)

→ S••••• W•••••Registered adviserregistration: current employment
Dec 15, 2023 to presentfactForm ADV
→ N••••••••Registered adviserregistration: previous registration
Apr 8, 2024 to Mar 19, 2025factForm ADV
→ F••••Registered adviserregistration: previous registration
Jul 28, 2020 to Nov 20, 2023factForm ADV
→ T•• P••••••• C•••••• I•••

Dated events

Occurred
Mar 19, 2025
Advisor departed, no destination yet
A••••• J••• K•••••• no longer registered at Nectarine; no later IA registration on IAPD
Form ADVobserved 7 days ago
Occurred
Nov 20, 2023
Advisor changed firm
A••••• J••• K•••••• left Facet for S••••• W••••• (registered 2023-12-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f58c4913-5dcb-f769-cc42-d4853b2bbf98
First observed: Apr 16, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.