RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• J••• K••••••
- S••••• W••••• state registered currentsince Dec 15, 2023 · Jenks, Ok
- N•••••••• no RAUMApr 8, 2024 to Mar 19, 2025 · Jenks, Ok
- F•••• independent RIAJul 28, 2020 to Nov 20, 2023 · Jenks, Ok
- T•• P••••••• C•••••• I••• independent RIAApr 16, 2019 to Jul 20, 2020 · Tulsa, Ok
- N•••••••• to no registered destinationleft Mar 19, 2025 · Departure, no registered destination
- F•••• to S••••• W•••••left Nov 20, 2023, registered Dec 15, 2023 (25 days) · RIA to a state-registered adviser
- T•• P••••••• C•••••• I••• to F••••left Jul 20, 2020, registered Jul 28, 2020 (8 days) · RIA to RIA
- A••••• J••• K•••••• no longer registered at Nectarine; no later IA registration on IAPDMar 19, 2025 · Advisor departure · fact
- A••••• J••• K•••••• left Facet for S••••• W••••• (registered 2023-12-15)Nov 20, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address