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Advisor at FINANCIAL CONSULTANTS GROUP INC
CUMMING, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FINANCIAL CONSULTANTS GROUP INC | Independent wealth | Oct 11, 2017 | n/a | yes | CUMMING, GA | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Feb 2, 2012 | Nov 15, 2017 | no | CUMMING, GA | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jul 28, 2010 | Feb 16, 2012 | no | ATLANTA, GA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | Jun 7, 2010 | no | CUMMING, GA|ALPHARETTA, GA | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Apr 2, 2008 | Oct 23, 2009 | no | ALPHARETTA, GA|CUMMING, GA | Previous registration |
| FIRST HORIZON ADVISORS, INC | Former SEC adviser | Jul 5, 2006 | Mar 28, 2008 | no | ATLANTA, GA|DULUTH, GA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 19, 2003 | Jun 14, 2006 | no | JUPITER, FL|JUPITER, FL | Previous registration |
| AMERICAN FINANCIAL ADVISORS INC | Independent wealth | Mar 12, 1999 | Dec 18, 2003 | no | ORLANDO, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | FINANCIAL CONSULTANTS GROUP INC | Nov 15, 2017 | Oct 11, 2017 | -35 | Firm change after gap | Other |
| MSI FINANCIAL SERVICES, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Feb 16, 2012 | Feb 2, 2012 | -14 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MSI FINANCIAL SERVICES, INC. | Jun 7, 2010 | Jul 28, 2010 | 51 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |
| FIRST HORIZON ADVISORS, INC | BANC OF AMERICA INVESTMENT SERVICES, INC. | Mar 28, 2008 | Apr 2, 2008 | 5 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | FIRST HORIZON ADVISORS, INC | Jun 14, 2006 | Jul 5, 2006 | 21 | Firm change | Other |
| AMERICAN FINANCIAL ADVISORS INC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Dec 18, 2003 | May 19, 2003 | -213 | Firm change after gap | Other |