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Advisor at ALTA WEALTH ADVISORS LLC
WOBURN, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALTA WEALTH ADVISORS LLC | Independent wealth | Apr 30, 2018 | n/a | yes | WOBURN, MA | Current employment |
| PINNACLE PRIVATE WEALTH, LLC | Former SEC adviser | Dec 15, 2016 | May 23, 2018 | no | BURLINGTON, MA | Previous registration |
| SANTANDER SECURITIES | Bd affiliated wealth | Sep 26, 2012 | Dec 21, 2016 | no | Methuen, MA|METHUEN, MA|ANDOVER, MA|Andover, MA|Haverhill, MA|Wakefield, MA|PLYMOUTH, MA|Methuen, MA|Watertown, MA|NORTH ANDOVER, MA|North Andover, MA|Methuen, MA|TEWKSBURY, MA|Worcester, MA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Feb 6, 2012 | Sep 19, 2012 | no | METHUEN, MA|METHUEN, MA|METHUEN, MA|LAWRENCE, MA|LAWRENCE, MA|LAWRENCE, MA|LAWRENCE, MA|LAWRENCE, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PINNACLE PRIVATE WEALTH, LLC | ALTA WEALTH ADVISORS LLC | May 23, 2018 | Apr 30, 2018 | -23 | Firm change | RIA to new firm |
| SANTANDER SECURITIES | PINNACLE PRIVATE WEALTH, LLC | Dec 21, 2016 | Dec 15, 2016 | -6 | Firm change | Other |
| LPL FINANCIAL LLC | SANTANDER SECURITIES | Sep 19, 2012 | Sep 26, 2012 | 7 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 170315:293675:MA:2018-05-23 | May 23, 2018 | Apr 30, 2018 | BURLINGTON, MA | Firm change |
| 41791:170315:MA:2016-12-21 | Dec 21, 2016 | Dec 15, 2016 | WORCESTER, MA | Firm change |