DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Jason Patrick Liu

Mtc Wealth Managementasset managerTampa, Fl IA-onlyIAPD 2992024

Feed of 09/15/2026

At current firm

1 y

since Jan 28, 2025

In the industry

28 y

since Feb 25, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Mtc Wealth Management asset manager current
since Jan 28, 2025 · Battle Ground, Wa
U.S. Bancorp Investments, Inc. former
Jan 27, 2023 to Jul 26, 2023 · Seattle, Wa
U.S. Bancorp Advisors, LLC BD affiliated
Oct 19, 2012 to Feb 1, 2021 · Los Angeles, Ca
Chase Investment Services Corp. former
Sep 15, 2010 to Sep 19, 2012 · Los Angeles, Ca
Wells Fargo Investments, LLC unclassified
May 15, 2001 to Sep 23, 2010 · Scottsdale, Az

Moves

a registration end followed by a registration begin elsewhere

U.S. Bancorp Investments, Inc. to Mtc Wealth Management
left Jul 26, 2023, registered Jan 28, 2025 (552 days) · Other
U.S. Bancorp Advisors, LLC to U.S. Bancorp Investments, Inc.
left Feb 1, 2021, registered Jan 27, 2023 (725 days) · Affiliated broker-dealer or bank to another
Chase Investment Services Corp. to U.S. Bancorp Advisors, LLC
left Sep 19, 2012, registered Oct 19, 2012 (30 days) · Other
Wells Fargo Investments, LLC to Chase Investment Services Corp.
left Sep 23, 2010, registered Sep 15, 2010 (-8 days) · Other

Signals

Jason Patrick Liu left U.S. Bancorp Investments, Inc. for Mtc Wealth Management (registered 2025-01-28)
Jul 26, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address