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RIA / WealthAdvisor24 years in industry

Sam A Parail

Advisor at THE FIDUCIARY ALLIANCE

SEAHURST, WA | GREENVILLE, SC

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Search this name across graphsid dfx:ria:f5a86bdb-65ee-7b1c-5e27-c2a531d06e29

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Nov 7, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE FIDUCIARY ALLIANCE
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 12, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Sep 12, 2002
First registration: Nov 7, 2002
Dual registered: no
Other names: Sam Abraham Parail|Sam A Parail
IAPD individual key: 4562948

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE FIDUCIARY ALLIANCE	Independent wealth	Nov 6, 2024	n/a	yes	SEAHURST, WA\|GREENVILLE, SC	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 4, 2020	Aug 1, 2024	no	SEATTLE, WA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Jul 14, 2015	Nov 16, 2020	no	SEATTLE, WA\|SEATTLE, WA\|SEATTLE, WA\|SEATTLE, WA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Apr 16, 2014	Jun 17, 2015	no	BURIEN, WA\|BURIEN, WA	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Apr 16, 2014	no	DES MOINES, WA\|BURIEN, WA\|DES MOINES, WA\|SEATAC, WA\|BURIEN, WA	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	May 14, 2010	Oct 1, 2012	no	DES MOINES, WA\|BURIEN, WA\|SEATAC, WA\|DES MOINES, WA\|BURIEN, WA	Previous registration
RONALD BLUE & CO., LLC	Former SEC adviser	Jun 18, 2008	May 21, 2010	no	BOTHELL, WA	Previous registration
KEY INVESTMENT SERVICES LLC	Bd affiliated wealth	Mar 16, 2006	May 16, 2008	no	BELLEVUE, WA\|KIRKLAND, WA\|Tacoma, WA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 12, 2003	Mar 23, 2006	no	SEATTLE, WA	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Nov 7, 2002	Feb 12, 2003	no	BELLEVUE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	THE FIDUCIARY ALLIANCE	Aug 1, 2024	Nov 6, 2024	97	Firm change	Wirehouse to RIA
J.P. MORGAN SECURITIES LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 16, 2020	Nov 4, 2020	-12	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
RONALD BLUE & CO., LLC	CHASE INVESTMENT SERVICES CORP.	May 21, 2010	May 14, 2010	-7	Firm change	Other
KEY INVESTMENT SERVICES LLC	RONALD BLUE & CO., LLC	May 16, 2008	Jun 18, 2008	33	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	KEY INVESTMENT SERVICES LLC	Mar 23, 2006	Mar 16, 2006	-7	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	AMERIPRISE FINANCIAL SERVICES, LLC	Feb 12, 2003	Mar 12, 2003	28	Firm change	Other

Relationships

Registered with (8)

→ THE FIDUCIARY ALLIANCERegistered adviserregistration: current employment
Nov 6, 2024 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 4, 2020 to Aug 1, 2024factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Jul 14, 2015 to Nov 16, 2020factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
May 14, 2010 to Oct 1, 2012factForm ADV
→ RONALD BLUE & CO., LLCRegistered adviserregistration: previous registration
Jun 18, 2008 to May 21, 2010factForm ADV
→ KEY INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Mar 16, 2006 to May 16, 2008factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 12, 2003 to Mar 23, 2006factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Nov 7, 2002 to Feb 12, 2003factForm ADV

Dated events

Occurred
Aug 1, 2024
Advisor changed firm
Sam A Parail left Merrill Lynch, Pierce, Fenner & Smith Incorporated for The Fiduciary Alliance (registered 2024-11-06)
Form ADVobserved 4 days ago