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Advisor at O'HAGAN GROUP, INC.
BETHLEHEM, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O'HAGAN GROUP, INC. | Independent wealth | Sep 30, 2021 | n/a | yes | BETHLEHEM, PA | Current employment |
| ARBOR POINT ADVISORS | Former SEC adviser | Nov 6, 2020 | Sep 30, 2021 | no | Bethlehem, PA | Previous registration |
| KMS FINANCIAL SERVICES, INC | Former SEC adviser | Sep 18, 2013 | Nov 6, 2020 | no | DAYTONA BEACH, FL|SEATTLE, WA|BETHLEHEM, PA|Bethlehem, PA|SEATTLE, WA | Previous registration |
| PKS ADVISORY SERVICES, LLC | Independent wealth | Oct 1, 2012 | Dec 31, 2013 | no | BETHLEHEM, PA|ALBANY, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARBOR POINT ADVISORS | O'HAGAN GROUP, INC. | Sep 30, 2021 | Sep 30, 2021 | 0 | Firm change | Ibd to new firm |
| KMS FINANCIAL SERVICES, INC | ARBOR POINT ADVISORS | Nov 6, 2020 | Nov 6, 2020 | 0 | Channel change | Ibd to ibd |
| PKS ADVISORY SERVICES, LLC | KMS FINANCIAL SERVICES, INC | Dec 31, 2013 | Sep 18, 2013 | -104 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 165127:315389:PA:2021-09-30 | Sep 30, 2021 | Sep 30, 2021 | BETHLEHEM, PA | Firm change |
| 3866:165127:WA:2020-11-06 | Nov 6, 2020 | Nov 6, 2020 | SEATTLE, WA | Firm change |