DFX Intelligence

G•••••• D•••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst20 years in industry

G•••••• D•••••• D••••••

Advisor at O••••••••• W••••• M••••••••• L••

GIG HARBOR, WA

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Search this name across graphsid dfx:ria:f5c36855-1d2e-dd92-ca7b-fe5b546131c5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Nov 6, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 14, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••••• W••••• M••••••••• L••	Independent wealth	Feb 15, 2019	n/a	yes	GIG HARBOR, WA	Current employment
W••••••••• F•••••••• M••••••••• L••	Former SEC adviser	Sep 1, 2017	Jan 16, 2019	no	Silverdale, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••••• F•••••••• M••••••••• L••	O••••••••• W••••• M••••••••• L••	Jan 16, 2019	Feb 15, 2019	30	Firm change	Other
A•••••• A••••••• S•••••••	W••••••••• F•••••••• M••••••••• L••	Feb 1, 2018	Sep 1, 2017

Relationships

Registered with (7)

→ O••••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Feb 15, 2019 to presentfactForm ADV
→ W••••••••• F•••••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 1, 2017 to Jan 16, 2019factForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Jan 13, 2017 to Feb 1, 2018factForm ADV
→ P•••••••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f5c36855-1d2e-dd92-ca7b-fe5b546131c5
First observed: Nov 6, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.