RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• D•••••• D••••••
- O••••••••• W••••• M••••••••• L•• independent RIA currentsince Feb 15, 2019 · Gig Harbor, Wa
- W••••••••• F•••••••• M••••••••• L•• formerSep 1, 2017 to Jan 16, 2019 · Silverdale, Wa
- A•••••• A••••••• S••••••• formerJan 13, 2017 to Feb 1, 2018 · Silverdale, Wa
- P•••••••• S••••••••• I••• BD affiliatedAug 26, 2011 to Dec 20, 2016 · Seattle, Wa
- T•••••••• A••••••• G••••• I••• BD affiliatedJun 17, 2010 to Aug 2, 2011 · Greensburg, Pa
- F••••• I••••••••• independent RIAAug 13, 2008 to Apr 28, 2010 · Vancouver, Wa
- S•••••••• A••••••• L•• national BDNov 6, 2007 to Aug 1, 2008 · Salt Lake City, Ut
- W••••••••• F•••••••• M••••••••• L•• to O••••••••• W••••• M••••••••• L••left Jan 16, 2019, registered Feb 15, 2019 (30 days) · Other
- A•••••• A••••••• S••••••• to W••••••••• F•••••••• M••••••••• L••left Feb 1, 2018, registered Sep 1, 2017 (-153 days) · Other
- P•••••••• S••••••••• I••• to A•••••• A••••••• S•••••••left Dec 20, 2016, registered Jan 13, 2017 (24 days) · Other
- T•••••••• A••••••• G••••• I••• to P•••••••• S••••••••• I•••left Aug 2, 2011, registered Aug 26, 2011 (24 days) · Other
- F••••• I••••••••• to T•••••••• A••••••• G••••• I•••left Apr 28, 2010, registered Jun 17, 2010 (50 days) · Other
- S•••••••• A••••••• L•• to F••••• I•••••••••left Aug 1, 2008, registered Aug 13, 2008 (12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address