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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

Hseng Wei Hsiang

Advisor at EDWARD JONES

Concord, NC

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Search this name across graphsid dfx:ria:f5e3a4bf-320b-740d-a4d1-d6e505de1a72

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 12, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 23, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Jul 23, 2004
First registration: Feb 12, 2007
Dual registered: yes, broker-dealer
Other names: Ben Hsiang|HSENG HSIANG|HSENG WEI HSIANG|Ben Hsiang|HSIANG WEI HSENG|Ben Hsiang|HSENG HSIANG|HSeng Ben Hsiang
IAPD individual key: 4802977

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Jul 8, 2022	n/a	yes	Concord, NC\|Concord, NC	Current employment
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Oct 27, 2014	Jul 9, 2022	no	CHARLOTTE, NC\|Charlotte, NC\|CHARLOTTE, NC	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Feb 23, 2009	Oct 23, 2014	no	CHARLOTTE, NC	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 20, 2007	Feb 17, 2009	no	HUNTERSVILLE, NC	Previous registration
EDWARD JONES	National bd RIA	Feb 12, 2007	Sep 12, 2007	no	CONCORD, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ADVICE AND PLANNING SERVICES	EDWARD JONES	Jul 9, 2022	Jul 8, 2022	-1	Firm change	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	ADVICE AND PLANNING SERVICES	Oct 23, 2014	Oct 27, 2014	4	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	AMERIPRISE FINANCIAL SERVICES, LLC	Feb 17, 2009	Feb 23, 2009	6	Firm change	Wirehouse to ibd
EDWARD JONES	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 12, 2007	Nov 20, 2007	69	Firm change	Ibd to wirehouse

Relationships

Registered with (4)

→ EDWARD JONESRegistered adviserregistration: previous registration
Feb 12, 2007 to Sep 12, 2007factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Oct 27, 2014 to Jul 9, 2022factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Feb 23, 2009 to Oct 23, 2014factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 20, 2007 to Feb 17, 2009factForm ADV

Dated events

Occurred
Jul 9, 2022
Advisor changed firm
Hseng Wei Hsiang left Advice And Planning Services for Edward Jones (registered 2022-07-08)
Form ADVobserved 5 days ago