DFX Intelligence

J•••• S•••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)29 years in industry

J•••• S•••• S•••••

Advisor at A••••••• W••••• A•••••••

Wall, NJ

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 10, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• W••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 19, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• W••••• A•••••••	Bd affiliated wealth	May 6, 2019	n/a	yes	Wall, NJ	Current employment
T•••• A•••••••• L••	Former SEC adviser	Mar 21, 2014	Apr 30, 2019	no	WALL, NJ\|WALL, NJ\|ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• A•••••••• L••	A••••••• W••••• A•••••••	Apr 30, 2019	May 6, 2019	6	Firm change	Ibd to RIA
N•• E•••••• S••••••••• C•••••••••	T•••• A•••••••• L••	Mar 31, 2014	Mar 21, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
25803:288863:GA:2019-04-30	Apr 30, 2019	May 6, 2019	ATLANTA, GA	Firm change

Relationships

Registered with (5)

→ A••••••• W••••• A•••••••Registered adviserregistration: current employment
May 6, 2019 to presentfactForm ADV
→ T•••• A•••••••• L••Registered adviserregistration: previous registration
Mar 21, 2014 to Apr 30, 2019factForm ADV
→ N•• E•••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Dec 13, 2011 to Mar 31, 2014factForm ADV
→ J• E••• W••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 10, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.