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T••••• J••• C•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

T••••• J••• C•••••••••

Advisor at L•• E••••••••• L••

FORT MILL, SC | SAINT LOUIS, MO | Saint Louis, MO

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Search this name across graphsid dfx:ria:f5fae87b-8e9e-1b05-35e7-3695462119b6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 0
Observed: Nov 21, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• E••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• E••••••••• L••	Bd affiliated wealth	Sep 13, 2024	n/a	yes	SAINT LOUIS, MO\|FORT MILL, SC\|Saint Louis, MO	Current employment
B••••••••• C•••••• M••••••••• L••	Independent wealth	Oct 12, 2023	Sep 13, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• C•••••• M••••••••• L••	L•• E••••••••• L••	Sep 13, 2024	Sep 13, 2024	0	Firm change	RIA to new firm
C•••••• G•••• • C• I••	B••••••••• C•••••• M••••••••• L••	Jul 17, 2023

Relationships

Registered with (9)

→ L•• E••••••••• L••Registered adviserregistration: current employment
Sep 13, 2024 to presentfactForm ADV
→ B••••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 12, 2023 to Sep 13, 2024factForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Sep 8, 2022 to Jul 17, 2023factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••

Dated events

Occurred
Sep 13, 2024
Advisor changed firm
T••••• J••• C••••••••• left B••••••••• C•••••• M••••••••• L•• for L•• E••••••••• L•• (registered 2024-09-13)
Form ADVobserved 7 days ago
Occurred
Jul 17, 2023
Advisor changed firm
T••••• J••• C••••••••• left C•••••• G•••• • C• I•• for B••••••••• C•••••• M••••••••• L•• (registered 2023-10-12)
Form ADVobserved 7 days ago
Occurred
Sep 15, 2022
Advisor changed firm
T••••• J••• C••••••••• left S•••••• N••••••• • C••••••• I••••••••• for C•••••• G•••• • C• I•• (registered 2022-09-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f5fae87b-8e9e-1b05-35e7-3695462119b6
First observed: Nov 21, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.