DFX Intelligence

R•••••• V••••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

R•••••• V••••••• B••••

Advisor at T••• W•••• F•••••••• P••••••• L••

GRANITE BAY, CA

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Search this name across graphsid dfx:ria:f6350d89-715e-478a-a477-5ba334378c90

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 7, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••• W•••• F•••••••• P••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 6, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••• W•••• F•••••••• P••••••• L••	State registered	Jul 16, 2020	n/a	yes	GRANITE BAY, CA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jun 28, 2017	Jul 6, 2020	no	ROSEVILLE, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	T••• W•••• F•••••••• P••••••• L••	Jul 6, 2020	Jul 16, 2020	10	Firm change	Ibd to state RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	A••••••••• F•••••••• S•••••••• L••	Jul 3, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
7691:6363:CA:2017-06-29	Jul 3, 2017	Jun 28, 2017	ROSEVILLE, CA	Firm change
149777:7691:CA:2015-02-23	Feb 23, 2015	Mar 2, 2015	SACRAMENTO, CA	Firm change

Relationships

Registered with (5)

→ T••• W•••• F•••••••• P••••••• L••Registered adviserregistration: current employment
Jul 16, 2020 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 28, 2017 to Jul 6, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Mar 2, 2015 to Jul 3, 2017factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6350d89-715e-478a-a477-5ba334378c90
First observed: Aug 7, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.