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RIA / WealthAdvisorCertified Financial Planner26 years in industry

MISTY LYNN GARZA

Advisor at BOGART WEALTH, LLC

Houston, TX | Sugar Land, TX | MCLEAN, VA

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Search this name across graphsid dfx:ria:f63c1336-8935-6147-b8e4-92af10d893cc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 22, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BOGART WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 21, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Mar 21, 2000
First registration: Mar 22, 2000
Dual registered: no
Other names: MISTY LYNN SHELTON
IAPD individual key: 4132861

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BOGART WEALTH, LLC	Independent wealth	May 5, 2022	n/a	yes	Sugar Land, TX\|Houston, TX\|MCLEAN, VA	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	May 15, 2014	Apr 29, 2022	no	FRIENDSWOOD, TX\|SUGAR LAND, TX	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Feb 15, 2006	Feb 8, 2013	no	HOUSTON, TX	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 22, 2000	Dec 12, 2005	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	BOGART WEALTH, LLC	Apr 29, 2022	May 5, 2022	6	Firm change	Ibd to RIA
STRATEGIC ADVISERS LLC	COMMONWEALTH FINANCIAL NETWORK	Feb 8, 2013	May 15, 2014	461	Firm change after gap	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	STRATEGIC ADVISERS LLC	Dec 12, 2005	Feb 15, 2006	65	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ BOGART WEALTH, LLCRegistered adviserregistration: current employment
May 5, 2022 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
May 15, 2014 to Apr 29, 2022factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Feb 15, 2006 to Feb 8, 2013factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 22, 2000 to Dec 12, 2005factForm ADV

Dated events

Occurred
Apr 29, 2022
Advisor changed firm
Misty Lynn Garza left Commonwealth Financial Network for Bogart Wealth, Llc (registered 2022-05-05)
Form ADVobserved 6 days ago