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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)23 years in industry

WILLIAM JAMES FUSSELL

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

South Jordan, UT | Portland, OR | BEAVERTON, OR

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Search this name across graphsid dfx:ria:f64ff1e7-6635-9659-bdc1-2094e91ad99f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 4, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 3, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Consultant
Exams: S66
First exam: Feb 3, 2003
First registration: Feb 4, 2003
Dual registered: yes, broker-dealer
Other names: BILL JAMES FUSSELL
IAPD individual key: 4613449

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 9, 2023	n/a	yes	Portland, OR\|South Jordan, UT\|BEAVERTON, OR	Current employment
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jan 14, 2010	Oct 13, 2011	no	PORTLAND, OR\|PORTLAND, OR\|PORTLAND, OR\|PORTLAND, OR\|PORTLAND, OR	Previous registration
PARK AVENUE SECURITIES LLC	Bd affiliated wealth	Oct 7, 2009	Jan 22, 2010	no	PORTLAND, OR	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Mar 13, 2009	Jul 27, 2009	no	PORTLAND, OR	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Mar 2, 2009	Jul 27, 2009	no	Portland, OR	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Feb 4, 2003	Feb 7, 2009	no	GRESHAM, OR\|CLACKAMAS, OR\|CLACKAMAS, OR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHASE INVESTMENT SERVICES CORP.	AMERIPRISE FINANCIAL SERVICES, LLC	Oct 13, 2011	Aug 9, 2023	4,318	Firm change after gap	Other
PARK AVENUE SECURITIES LLC	CHASE INVESTMENT SERVICES CORP.	Jan 22, 2010	Jan 14, 2010	-8	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jul 27, 2009	Mar 13, 2009	-136	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	PARK AVENUE SECURITIES LLC	Jul 27, 2009	Oct 7, 2009	72	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	TD AMERITRADE, INC.	Feb 7, 2009	Mar 2, 2009	23	Firm change	Ibd to new firm

Relationships

Registered with (5)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Feb 4, 2003 to Feb 7, 2009factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jan 14, 2010 to Oct 13, 2011factForm ADV
→ PARK AVENUE SECURITIES LLCRegistered adviserregistration: previous registration
Oct 7, 2009 to Jan 22, 2010factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 13, 2009 to Jul 27, 2009factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Mar 2, 2009 to Jul 27, 2009factForm ADV

Dated events

No dated event names this entity yet.