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Advisor at TD PRIVATE CLIENT WEALTH LLC
Lakewood, NJ | Princeton, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TD PRIVATE CLIENT WEALTH LLC | Bd affiliated wealth | Aug 3, 2026 | n/a | yes | Lakewood, NJ|Princeton, NJ | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | May 6, 2024 | Jul 20, 2026 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Nov 1, 2021 | Apr 19, 2024 | no | New York, NY|New York, NY|NEW YORK, NY|Fort Lee, NJ|New York, NY|New York, NY|New York, NY|New York, NY|NEW YORK, NY|New York, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 23, 2020 | Oct 1, 2021 | no | BROOKLYN, NY|BROOKLYN, NY|ASTORIA, NY|BROOKLYN, NY|BROOKLYN, NY|BROOKLYN, NY | Previous registration |
| SANTANDER SECURITIES | Bd affiliated wealth | Apr 15, 2015 | Aug 28, 2020 | no | Brooklyn, NY|Brooklyn, NY|Brooklyn, NY|Brooklyn, NY|Scotch Plains, NJ|Brooklyn, NY|BROOKLYN, NY|SHORT HILLS, NJ|New York, NY|SOMERVILLE, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | TD PRIVATE CLIENT WEALTH LLC | Jul 20, 2026 | Aug 3, 2026 | 14 | Firm change | Wirehouse to ibd |
| CITIGROUP GLOBAL MARKETS INC. | WELLS FARGO ADVISORS | Apr 19, 2024 | May 6, 2024 | 17 | Firm change | Ibd to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CITIGROUP GLOBAL MARKETS INC. | Oct 1, 2021 | Nov 1, 2021 | 31 | Firm change | Wirehouse to ibd |
| SANTANDER SECURITIES | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Aug 28, 2020 | Sep 23, 2020 | 26 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7059:19616:NY:2024-04-18 | Apr 19, 2024 | May 6, 2024 | NEW YORK, NY | Firm change |
| 7691:7059:NY:2021-10-01 | Oct 1, 2021 | Nov 1, 2021 | BROOKLYN, NY | Firm change |