DFX Intelligence

T•••••• E• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

T•••••• E• K••••

Advisor at C••••••• S••••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:f69266a4-8479-433f-21e7-37c5971d5138

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 26, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 26, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• S••••••••• I•••	Bd affiliated wealth	Jul 1, 2025	n/a	yes	CONSHOHOCKEN, PA\|Berkeley Heights, NJ\|NORTH BRUNSWICK, NJ\|LAKEWOOD, NJ\|LAKEWOOD, NJ\|CLINTON, NJ	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jul 27, 2016	Jun 28, 2025	no

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C••••••• S••••••••• I•••	Jun 28, 2025	Jul 1, 2025	3	Firm change	Wirehouse to ibd
W•••• F•••• A•••••••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Jul 20, 2016	Jul 27, 2016

Relationships

Registered with (3)

→ C••••••• S••••••••• I•••Registered adviserregistration: current employment
Jul 1, 2025 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jul 27, 2016 to Jun 28, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 26, 2012 to Jul 20, 2016factForm ADV

Dated events

Occurred
Jun 28, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f69266a4-8479-433f-21e7-37c5971d5138
First observed: Oct 26, 2012
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.