DFX Intelligence

E•••• R••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

E•••• R••••• K•••••

Advisor at N•• A••••••• S••••••• I••

Tempe, AZ

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Search this name across graphsid dfx:ria:f6d51873-b90a-1451-e3fc-f357705c9c69

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 13, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•• A••••••• S••••••• I••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 27, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•• A••••••• S••••••• I••	Independent wealth	Aug 1, 2025	n/a	yes	Tempe, AZ	Current employment
T•• A•••••••• G••••	Bd affiliated wealth	Feb 27, 2023	Jul 2, 2025	no	Scottsdale, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• A•••••••• G••••	N•• A••••••• S••••••• I••	Jul 2, 2025	Aug 1, 2025	30	Bulk transfer	Ibd to RIA
E••••• J••••	T•• A•••••••• G••••	Feb 9, 2023	Feb 27, 2023

Relationships

Registered with (6)

→ N•• A••••••• S••••••• I••Registered adviserregistration: current employment
Aug 1, 2025 to presentfactForm ADV
→ T•• A•••••••• G••••Registered adviserregistration: previous registration
Feb 27, 2023 to Jul 2, 2025factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Feb 17, 2017 to Feb 9, 2023factForm ADV
→ P•• M•••••• A•••••• S••••••••• I•••

Dated events

Occurred
Feb 9, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6d51873-b90a-1451-e3fc-f357705c9c69
First observed: Nov 13, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.