DFX Intelligence

D••• S•••••• N••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner24 years in industry

D••• S•••••• N••••••

Advisor at S•••••• W••••• M••••••••• G••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f6ddb285-93df-86ea-1f42-bf4d9b716b05

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 27, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• W••••• M••••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 17, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• W••••• M••••••••• L••	Independent wealth	Aug 28, 2026	n/a	yes	JACKSONVILLE , FL\|KANSAS CITY, MO	Current employment
S•••••• W••••• M••••••••• G••••• L••	Independent wealth	Oct 4, 2024	n/a	yes	JACKSONVILLE, FL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	M••••• W••••• M••••••••• L••	Jul 14, 2026	Aug 28, 2026	45	Firm change	Ibd to RIA
A••••••••• F•••••••• S•••••••• L••	S•••••• W••••• M••••••••• G••••• L••	Oct 7, 2024	Oct 4, 2024

Relationships

Registered with (4)

→ M••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 28, 2026 to presentfactForm ADV
→ S•••••• W••••• M••••••••• G••••• L••Registered adviserregistration: current employment
Oct 4, 2024 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 2, 2025 to Jul 14, 2026factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Jul 14, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Oct 7, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6ddb285-93df-86ea-1f42-bf4d9b716b05
First observed: Nov 27, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.