DFX Intelligence

D••• R••••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

D••• R••••• J••••

Advisor at L•• F•••••••• L••

CINCINNATI, OH

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Search this name across graphsid dfx:ria:f7136564-ac39-be90-201d-281ca6a605ba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Sep 28, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 3, 2025	n/a	yes	CINCINNATI, OH	Current employment
A•••••• A••••••• S•••••••	Former SEC adviser	May 16, 2024	Jun 9, 2025	no	CINCINNATI, OH\|DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A••••••• S•••••••	L•• F•••••••• L••	Jun 9, 2025	Jun 3, 2025	-6	Firm change	Ibd to ibd
9••• W••••• M••••••••• L••	A•••••• A••••••• S•••••••	May 16, 2024	May 16, 2024

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jun 3, 2025 to presentfactForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
May 16, 2024 to Jun 9, 2025factForm ADV
→ 9••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 27, 2019 to May 16, 2024factForm ADV
→ J••• D• D••••• • A••••••••• L••

Dated events

Occurred
Jun 9, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
May 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f7136564-ac39-be90-201d-281ca6a605ba
First observed: Sep 28, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.