DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••• R••••• J••••

L•• F•••••••• L••BD affiliatedCincinnati, OhIA-onlyIAPD 6113632

Certified Financial Planner

Feed of 09/14/2026

At current firm

1 y

since Jun 3, 2025

In the industry

14 y

since Aug 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

n/a

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jun 3, 2025 · Cincinnati, Oh
A•••••• A••••••• S••••••• former
May 16, 2024 to Jun 9, 2025 · Cincinnati, Oh
9••• W••••• M••••••••• L•• former
Feb 27, 2019 to May 16, 2024 · Blue Ash, Oh
J••• D• D••••• • A••••••••• L•• former
Sep 28, 2012 to Feb 13, 2019 · Cincinnati, Oh

Moves

a registration end followed by a registration begin elsewhere

A•••••• A••••••• S••••••• to L•• F•••••••• L••
left Jun 9, 2025, registered Jun 3, 2025 (-6 days) · Affiliated broker-dealer or bank to another
9••• W••••• M••••••••• L•• to A•••••• A••••••• S•••••••
left May 16, 2024, registered May 16, 2024 (0 days) · RIA to affiliated broker-dealer or bank
J••• D• D••••• • A••••••••• L•• to 9••• W••••• M••••••••• L••
left Feb 13, 2019, registered Feb 27, 2019 (14 days) · RIA to RIA

Signals

Dean Robert Johns left Avantax Advisory Services for Lpl Financial Llc (registered 2025-06-03)
Jun 9, 2025 · Advisor changed firm · fact
Dean Robert Johns left 9258 Wealth Management, Llc for Avantax Advisory Services (registered 2024-05-16)
May 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address