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Advisor at CLARO ADVISORS INC.
SOUTHINGTON, CT | BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CLARO ADVISORS INC. | Independent wealth | Mar 26, 2018 | n/a | yes | BOSTON, MA|SOUTHINGTON, CT | Current employment |
| FERRIS CAPITAL, LLC | Former SEC adviser | May 19, 2014 | Nov 9, 2017 | no | SOUTHBOROUGH, MA | Previous registration |
| MORGAN STANLEY | Wirehouse | Oct 31, 2011 | Jul 24, 2013 | no | Boston, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FERRIS CAPITAL, LLC | CLARO ADVISORS INC. | Nov 9, 2017 | Mar 26, 2018 | 137 | Firm change | Other |
| MORGAN STANLEY | FERRIS CAPITAL, LLC | Jul 24, 2013 | May 19, 2014 | 299 | Firm change | Other |