DFX Intelligence
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Reading the graph
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Advisor at N•••••• A•••••••
Gold River, CA | NEW ORLEANS, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N•••••• A••••••• | Bd affiliated wealth | Apr 10, 2024 | n/a | yes | Gold River, CA|NEW ORLEANS, LA | Current employment |
| A••••••• F••••••••• L••• | Bd affiliated wealth | Jan 13, 2014 | Apr 10, 2024 | no | FOLSOM, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••••••• F••••••••• L••• | N•••••• A••••••• | Apr 10, 2024 | Apr 10, 2024 | 0 | Firm change | Ibd to ibd |
| P•••••• S•••••••• A••••••• | A••••••• F••••••••• L••• | Jan 9, 2014 | Jan 13, 2014 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 111167:171351:CA:2024-04-10 | Apr 10, 2024 | Apr 10, 2024 | FOLSOM, CA | Firm change |
| P•••••• S•••••••• A••••••• | Former SEC adviser | Sep 23, 2013 | Jan 9, 2014 | no | FOLSOM, CA | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Jun 1, 2011 | Sep 20, 2013 | no | LINCOLN, CA|LINCOLN HILLS, CA | Previous registration |
| W•••• F•••• A••••••• | Wirehouse | Sep 9, 2008 | May 24, 2010 | no | HONOLULU, HI|JACKSONVILLE, FL | Previous registration |
| 4 |
| Firm change |
| Other |
| W•••• F•••• A••••••• | P•••••• S•••••••• A••••••• | Sep 20, 2013 | Sep 23, 2013 | 3 | Firm change | Other |