DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lauren M Williams
Certified Financial Planner
Feed of 09/14/2026
Also filed as Lauren Michelle Auger
At current firm
2 y
since Apr 10, 2024
In the industry
18 y
since Sep 5, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Newedge Advisors BD affiliated currentsince Apr 10, 2024 · Gold River, Ca
- Allworth Financial, L.P. BD affiliatedJan 13, 2014 to Apr 10, 2024 · Folsom, Ca
- Pathway Strategic Advisors formerSep 23, 2013 to Jan 9, 2014 · Folsom, Ca
- Wells Fargo Advisors wirehouseJun 1, 2011 to Sep 20, 2013 · Lincoln, Ca
- Wells Fargo Advisors wirehouseSep 9, 2008 to May 24, 2010 · Honolulu, Hi
Moves
a registration end followed by a registration begin elsewhere
- Allworth Financial, L.P. to Newedge Advisorsleft Apr 10, 2024, registered Apr 10, 2024 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- Pathway Strategic Advisors to Allworth Financial, L.P.left Jan 9, 2014, registered Jan 13, 2014 (4 days) · Other
- Wells Fargo Advisors to Pathway Strategic Advisorsleft Sep 20, 2013, registered Sep 23, 2013 (3 days) · Other
Signals
- Lauren M Williams left Allworth Financial, L.P. for Newedge Advisors (registered 2024-04-10)Apr 10, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address