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Advisor at RBC SECURITIES, INC.
Walnut Creek, CA | San Ramon, CA | SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC SECURITIES, INC. | Bd affiliated wealth | Aug 26, 2026 | n/a | yes | SAN FRANCISCO, CA|San Ramon, CA|Walnut Creek, CA | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | Sep 3, 2024 | Oct 1, 2025 | no | San Ramon, CA|San Ramon, CA|SAN FRANCISCO, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 23, 2023 | Apr 15, 2024 | no | NEW YORK, NY|San Ramon, CA|SAN RAMON, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | RBC SECURITIES, INC. | Oct 1, 2025 | Aug 26, 2026 | 329 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | EQUITABLE ADVISORS, LLC | Apr 15, 2024 | Sep 3, 2024 | 141 | Firm change | Wirehouse to ibd |