DFX Intelligence
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Reading the graph
Advisor at NATURAL INVESTMENTS
Oakland, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NATURAL INVESTMENTS | Independent wealth | Jan 10, 2020 | n/a | yes | Oakland, CA | Current employment |
| QUALIFIED PLANNING | State registered | Oct 18, 2019 | Mar 17, 2020 | no | SAN DIEGO, CA|Oakland, CA | Previous registration |
| QUALIFIED PLANNING | n/a | Sep 1, 2016 | Dec 11, 2019 | no | Oakland, CA|SAN DIEGO, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 15, 2015 | Apr 18, 2016 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| QUALIFIED PLANNING | NATURAL INVESTMENTS | Mar 17, 2020 | Jan 10, 2020 | -67 | Firm change after gap | Other |
| QUALIFIED PLANNING | QUALIFIED PLANNING | Dec 11, 2019 | Oct 18, 2019 | -54 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | QUALIFIED PLANNING | Apr 18, 2016 | Sep 1, 2016 | 136 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 152546:304788:CA:2019-12-11 | Dec 11, 2019 | Oct 18, 2019 | SAN DIEGO, CA | Firm change after gap |