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Advisor at SOWELL MANAGEMENT
Gig Harbor, WA | GIG HARBOR, WA | NORTH LITTLE ROCK, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LIGHTHOUSE WEALTH STRATEGIES, LLC | Independent wealth | Feb 21, 2019 | n/a | yes | GIG HARBOR, WA | Current employment |
| SOWELL MANAGEMENT | Independent wealth | Oct 3, 2016 | n/a | yes | Gig Harbor, WA|NORTH LITTLE ROCK, AR | Current employment |
| LIGHTHOUSE WEALTH STRATEGIES | Former SEC adviser | Oct 12, 2016 | Oct 17, 2016 | no | GIG HARBOR, WA | Previous registration |
| CONCERT WEALTH MANAGEMENT | Former SEC adviser | Mar 5, 2015 | Jan 3, 2017 | no | GIG HARBOR, WA|SAN JOSE, CA | Previous registration |
| NORTHWEST ASSET MANAGEMENT | Independent wealth | Aug 10, 2012 | Mar 3, 2015 | no | GIG HARBOR, WA|MERCER ISLAND, WA | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Oct 22, 2010 | Aug 27, 2012 | no | Tacoma, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CONCERT WEALTH MANAGEMENT | SOWELL MANAGEMENT | Jan 3, 2017 | Oct 3, 2016 | -92 | Firm change after gap | Other |
| LIGHTHOUSE WEALTH STRATEGIES | LIGHTHOUSE WEALTH STRATEGIES, LLC | Oct 17, 2016 | Feb 21, 2019 | 857 | Channel change | Other |
| NORTHWEST ASSET MANAGEMENT | CONCERT WEALTH MANAGEMENT | Mar 3, 2015 | Mar 5, 2015 | 2 | Firm change | Other |
| RBC CAPITAL MARKETS, LLC | NORTHWEST ASSET MANAGEMENT | Aug 27, 2012 | Aug 10, 2012 | -17 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 141253:127145:CA:2016-12-27 | Jan 3, 2017 | Oct 3, 2016 | SAN JOSE, CA | Firm change after gap |
| 285094:299334:WA:2016-10-17 | Oct 17, 2016 | Feb 21, 2019 | GIG HARBOR, WA | Firm change after gap |
| 147923:141253:WA:2015-03-03 | Mar 3, 2015 | Mar 5, 2015 | MERCER ISLAND, WA | Firm change |