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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

LIGHTHOUSE WEALTH STRATEGIES

LIGHTHOUSE WEALTH STRATEGIES, LLC, CRD 285094

GIG HARBOR, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a9f83462-fe7a-550d-4839-bcfe135eb110

Data as of Sep 16, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Sep 16, 2016 to Sep 16, 2016
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0Item 5.F on the latest filing (2016-09-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 9
Advisory employees: 5
Accounts: 0
SEC number: 801-108440
CRD: 285094
Filings on the tape: 1
First filed: Sep 16, 2016
Latest filed: Sep 16, 2016
Organised: Limited Liability Company, Washington

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BONNEY, GEORGE, WILLIAM	Member	C	yes	08/2016	Sep 16, 2016	Sep 16, 2016
BUSKIRK, BRADY, BRIAN	Member	C	yes	08/2016	Sep 16, 2016	Sep 16, 2016
BUSKIRK, BRIAN, WAYNE	Member	C	yes	08/2016	Sep 16, 2016	Sep 16, 2016
TAURMAN, KIMBERLY, MARIE	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	C	yes	08/2016	Sep 16, 2016	Sep 16, 2016

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SOWELL MANAGEMENT	2	Oct 17, 2016	Dec 8, 2016	GIG HARBOR, WA	Team lift out	Other	50.0%
LIGHTHOUSE WEALTH STRATEGIES, LLC	2	Oct 17, 2016	Feb 21, 2019	GIG HARBOR, WA	Channel change	Other	50.0%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CONCERT WEALTH MANAGEMENT	2	Jan 3, 2017	Oct 12, 2016	SAN JOSE, CA	Team lift out	Other	3.3%

Relationships

Controls (4)

← BUSKIRK, BRIAN, WAYNEOwnerMEMBER, ownership code C, individual
Sep 16, 2016 to presentfactForm ADV
← BONNEY, GEORGE, WILLIAMOwnerMEMBER, ownership code C, individual
Sep 16, 2016 to presentfactForm ADV
← TAURMAN, KIMBERLY, MARIEOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code C, individual
Sep 16, 2016 to presentfactForm ADV
← BUSKIRK, BRADY, BRIANOwnerMEMBER, ownership code C, individual
Sep 16, 2016 to presentfactForm ADV

Moved with (3)

→ LIGHTHOUSE WEALTH STRATEGIES, LLCRegistered adviser2 advisors, team lift out, same day
Oct 17, 2016 to Feb 21, 2019factForm ADV
→ SOWELL MANAGEMENTRegistered adviser2 advisors, team lift out, same day
Oct 17, 2016 to Dec 8, 2016factForm ADV
← CONCERT WEALTH MANAGEMENTRegistered adviser2 advisors, team lift out, same day
Jan 3, 2017 to Oct 12, 2016factForm ADV

Registered with (4)

← BRIAN WAYNE BUSKIRKAdvisorregistration: previous registration
Oct 12, 2016 to Oct 17, 2016factForm ADV
← KIMBERLY MARIE NORDIAdvisorregistration: previous registration
Oct 12, 2016 to Oct 17, 2016factForm ADV
← MARTY EDWARD PAULAdvisorregistration: previous registration
Oct 12, 2016 to Oct 17, 2016factForm ADV
← BRADY BRIAN BUSKIRKAdvisorregistration: previous registration
Oct 12, 2016 to Oct 17, 2016factForm ADV

Dated events

Occurred
Sep 16, 2016
First Form ADV filing
Lighthouse Wealth Strategies filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a9f83462-fe7a-550d-4839-bcfe135eb110
First observed: Sep 16, 2016
Last observed: Sep 16, 2016 121 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LIGHTHOUSE WEALTH STRATEGIES

LIGHTHOUSE WEALTH STRATEGIES, LLC, CRD 285094

GIG HARBOR, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a9f83462-fe7a-550d-4839-bcfe135eb110

Data as of Sep 16, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:05 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BONNEY, GEORGE, WILLIAM

Member

yes

08/2016

Sep 16, 2016

BUSKIRK, BRADY, BRIAN

Member

yes

08/2016

Sep 16, 2016

BUSKIRK, BRIAN, WAYNE

Member

yes

08/2016

Sep 16, 2016

TAURMAN, KIMBERLY, MARIE

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

08/2016

Sep 16, 2016

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SOWELL MANAGEMENT

Oct 17, 2016

Dec 8, 2016

GIG HARBOR, WA

Team lift out

Other

50.0%

LIGHTHOUSE WEALTH STRATEGIES, LLC

Oct 17, 2016

Feb 21, 2019

GIG HARBOR, WA

Channel change

Other

50.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CONCERT WEALTH MANAGEMENT

Jan 3, 2017

Oct 12, 2016

SAN JOSE, CA

Team lift out

Other

3.3%