DFX Intelligence

D•••• J••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

D•••• J••• C•••••••

Advisor at C• A•••••••• L••

BOSTON, MA

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Search this name across graphsid dfx:ria:8ba39455-e6d1-7893-3841-c9a0315d9fb6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 0
On other graphs: 0
Observed: Feb 17, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 22, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• A•••••••• L••	Independent wealth	Nov 9, 2020	n/a	yes	BOSTON, MA	Current employment
C••••••• W••••• M••••••••• L••	Former SEC adviser	Sep 22, 2020	Dec 2, 2020	no	BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• W••••• M••••••••• L••	C• A•••••••• L••	Dec 2, 2020	Nov 9, 2020	-23	Firm change	RIA to new firm
S••••••••• W••••• L••	S••••••••• P•••••• C•••••	Sep 22, 2020	Jun 18, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
149446:310873:MA:2020-12-02	Dec 2, 2020	Nov 9, 2020	BOSTON, MA	Firm change

Relationships

Registered with (10)

→ C• A•••••••• L••Registered adviserregistration: current employment
Nov 9, 2020 to presentfactForm ADV
→ C••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 22, 2020 to Dec 2, 2020factForm ADV
→ S••••••••• W••••• L••Registered adviserregistration: previous registration
Oct 16, 2018 to Sep 22, 2020factForm ADV
→ S••••••••• P•••••• C•••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8ba39455-e6d1-7893-3841-c9a0315d9fb6
First observed: Feb 17, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.